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License Information

Under the Futures Contract Act


License Type Number        License Effective Date Business Operation Business Start Date
Type ก LG-0021-01 14/12/2552 Personal Fund Management (Private Fund) 22/02/2567
Type A LG-0021-01 14/12/2552 Securities Trading 02/05/2555
Type A LG-0021-01 14/12/2552 Securities Borrowing and Lending Business (Principal Only) 25/03/2554
Type A LG-0021-01 14/12/2009 Trading in securities as debt instruments 14/05/2010
Type A LG-0021-01 14/12/2009 Being a securities broker 14/12/2009
Type A LG-0021-01 14/12/2009 Securities distribution 14/12/2552
Under the Futures Contract Act


License type Number License effective date Business operation Business commencement date
S-1 S1-0021-01 30/12/2009 Becoming a Futures Trader 11/07/2012
S-1 S1-0021-01 30/12/2009 Becoming a Futures Agent 30/12/2009

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