| License Type | Number | License Effective Date | Business Operation | Business Start Date |
| Type ก | LG-0021-01 | 14/12/2552 | Personal Fund Management (Private Fund) | 22/02/2567 |
| Type A | LG-0021-01 | 14/12/2552 | Securities Trading | 02/05/2555 |
| Type A | LG-0021-01 | 14/12/2552 | Securities Borrowing and Lending Business (Principal Only) | 25/03/2554 |
| Type A | LG-0021-01 | 14/12/2009 | Trading in securities as debt instruments | 14/05/2010 |
| Type A | LG-0021-01 | 14/12/2009 | Being a securities broker | 14/12/2009 |
| Type A | LG-0021-01 | 14/12/2009 | Securities distribution | 14/12/2552 |
| License type | Number | License effective date | Business operation | Business commencement date |
| S-1 | S1-0021-01 | 30/12/2009 | Becoming a Futures Trader | 11/07/2012 |
| S-1 | S1-0021-01 | 30/12/2009 | Becoming a Futures Agent | 30/12/2009 |
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